SOC Audits

SOC Audits that Deliver Credibility and Compliance

SC&H delivers SOC audits with the hands-on readiness support and long-term partnership that other firms skip. We’ll help you gain compliance that’s built to trust, instead of simply checking a box.

  • Work with a team that responds quickly, within 24 hours
  • Keep the same senior team year over year, no re-explaining your business
  • Get SOC 1, SOC 2, and SOC 3 examinations, all under one roof
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Determine the right SOC report for your organization

Not sure which SOC report fits your needs? Let’s figure it out.

SOC 1

SOC 2

SOC 3

What it covers

Controls relevant to your clients’ financial reporting 

Controls relevant to AICPA’s Trust Services Criteria: Security, and (as applicable) Availability, Confidentiality, Processing Integrity, Privacy

High-level summary of SOC 2, for public use

Best fit if

Your services affect a client’s financial statements or SOX 404 compliance

Your clients need confidence in how you store and protect their data

You want a public-facing report you can share for marketing/credibility

Who can see it

Restricted- Your management and your client’s auditors 

Restricted- Your management, clients, regulators, and other informed parties

Unrestricted- Anyone

Type 1 and 2?

Yes

Yes

No

The right level of support for your SOC audit needs

From readiness support to ongoing advisory, our team delivers support designed to meet your organization where it is.

Full-service

We manage your entire SOC journey, from initial readiness through the final report, so you have one team the whole way through.

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Audit only

If you’ve already prepared internally or with another advisor, we step in to perform the formal examination and get your report issued.

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Advisory

Beyond the audit itself, we stay on as your ongoing resource for control reviews, next year’s prep, and adding frameworks like ISO or SSPA.

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Our SOC audit process

Here’s how our team conducts performance audit engagements, which are further tailored based on multiple factors including risks, objectives, scope, and the organization’s environment:

1
Readiness

Prepare your team and controls before the audit begins.

  • Conduct interviews to understand your goals, needs, environment
  • A control matrix built around your business, so expectations are clear before the audit starts
  • You handle remediation on your own and come back to us when you’re ready
2
Planning

Build a plan around your specific audit period.

  • Schedule fieldwork around your audit period, whether that’s 3 months or a full year
  • Scope and timeline finalized
3
Fieldwork

Collect and review evidence through one connected system.

  • Controls and requests managed through Fieldguide
  • Real-time collaboration
  • Typically completed in as little as 3-4 weeks, we move as fast as your audit does
4
Reporting

Draft, review, and finalize your signed report.

  • Internal review and report drafting
  • Representation and assertion letters sent for your signature
  • Final report issued once everything’s signed off
5
Follow-Up

Plan your next steps with forward-looking recommendations.

  • A wrap up call for every report we issue, not just a handoff
  • Forward-looking recommendations for the year ahead
  • A conversation about what’s next, whether that’s a Type 2, scope expansion, ISO, or SSPA

Unlock additional frameworks faster

We standardize our audit process across multiple frameworks to save you time and money. That means when you complete your SOC 2 audit with SC&H, you’re already well on your way to ISO and Microsoft SSPA compliance. Getting these certifications is faster and easier than ever.

ISO certification↗ Microsoft SSPA↗

Technology keeping your audit on track

Automate up to 25% of certification management with our AI-powered audit platform, Fieldguide. This secure platform offers a user-friendly interface and built-in, intuitive dashboards offering:

  • Easy document uploads
  • Real-time chat to communicate with your auditor
  • Built-in timelines
  • Reduce emails throughout the audit process 

SC&H was instrumental in helping EPS Learning achieve our SOC 2 Type II attestation. We could not have achieved this milestone as quickly or smoothly without their partnership, professionalism, and ongoing support.”

Monte Kalisch

VP Technology, EPS Learning

Why you’ll love working with SC&H

A team that sticks around

Our leadership has stayed with us for an average of 12 years, so there’s no relearning your business every audit cycle.

Long-term partner

We’re not a firm you call once a year. We stay engaged with wrap-up calls, recommendations, and a team that will always pick up the phone. 

Governance, risk & compliance platform

We bring hands-on experience auditing through providers like Vanta, Drata, and ControlMap, integrating with the tools you already use. 

Customized controls

We review and update your controls every year, instead of auditing against a checklist that no longer reflects how your business runs.

SOC audit FAQs

Any organization that outsources services will typically request a SOC report from a current or prospective service provider to ensure the provider has controls in place to protect their data and/or delivery of services.  
Common scenarios that trigger a request for a SOC report: 

  • Outsourcing payroll, credit-card processing, recordkeeping, etc.
  • Using software as a service (SaaS) 
  • Storing sensitive data with a cloud service provider 
  • When infrastructure / data are hosted or managed by an external third-party system 

It’s not required, but we strongly recommend it, especially for your first audit. A readiness assessment lets us identify and close any gaps in your controls before the formal examination begins, so there are no surprises once fieldwork starts.

Type 1 Report: describes a service organization’s suitability of the design and implementation of controls at a specific point in time 

Type 2 Report: goes further, ensuring that those controls are consistently operating effectively over a defined period of time –thus yielding improved operational performance. 

We work with organizations across a wide range of industries including: 

  • SaaS 
  • Healthcare 
  • Managed service providers (MSP) 
  • Financial services 
  • Legal 
  • Mineral management/Land management 
  • And more 

If your industry isn’t listed here, reach out. SOC audits apply to nearly any organization that handles client data or outsourced services. 

It depends on your audit period and where you’re starting from. Fieldwork itself takes as little as 3-4 weeks once it begins, with timing tailored to your organization, but the audit period you’re being examined over can range from as short as 3 months to a full 12 months. 

Yes. SC&H performs SOC, ISO 27001/27701/42001, and Microsoft SSPA audits in-house, and because these frameworks share significant overlap in required controls, completely one often puts you well on your way to the others. 

You deserve more than a checkbox audit

A SOC examination shouldn’t feel like a checkbox you’re rushing to complete. SC&H prepares you before the audit, stays with you after the report is issued, and helps you turn one certification into the next.

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